Beschreibung:
Now that the Financial Services and Markets Act 2000 has had achance to bed itself down and the Financial Services Authority(FSA) is developing its new regulatory toolkit and modusoperandi, financial regulation has moved on in interestingdirections. This book takes a critical look at the principles andpractices behind this regulation, as well as the theory that isinvolved.This book goes further than a description of the laws that arecurrently out there, by analysing the impact and implications ofthe new financial regulations, making it a 'must-read'for law, finance and accounting practitioners. Coverage includes:Regulation and compliance; disclosure risk and regulation andstakeholders in financial regulation.
Preface.Acknowledgements.1. Regulation in context.2. Aligning risk and regulation: FSA's risk-basedoperating framework.3. Regulation within the regulated firm: legislation andrules.4. Senior management regulation: evidence and practice sinceN2.5. The wider regulatory and legal context for seniormanagement.6. Regulation and the emergence of the financial citizen.7. An illustrated critique of meta regulation and concludingcomments.Index.